On-demand webinar

BFSI: Determining the winners & losers through modern risk & compliance operations


Banks, financial services, and insurance (BFSIs) firms have rising pressure to deliver greater levels of assurance over complex emerging risks and business challenges. Some of these challenges include COVID-19, remote working models, Brexit, FCA fines, and increased competition from challenger banks and FinTech firms. To make matters worse, the teams responsible for managing risk and compliance are being asked to meet these demands often without additional resources.

Embedding RegTech into the risk and compliance framework, using automation technology, machine learning, and artificial intelligence can help compliance teams manage the operational burden and deliver insights on the organisation’s compliance posture in near real-time.

This panel discussion with industry experts Kayvan Alikhani, Richard Dupree and Delphine Becker-Cooke will explore:

  1. The pandemic operations and compliance lessons learned in 2020
  2. The key priorities for fast-growing financial services and FinTech firms as they seek to scale while keeping the regulators happy
  3. How RegTech and digitalisation can provide a competitive edge to players in BFSI

Compliance.ai’s mission is to transform the way highly regulated organizations address compliance risk and to modernize compliance processes for both the regulators and the regulated entities. Our solution automates and streamlines complex compliance activities and workflows to foster collaboration, transparency and trust across all stakeholders. 
Galvanize is the leading provider of GRC software for security, risk management, compliance, and audit professionals. The integrated HighBond platform provides visibility into risk, makes it easy to demonstrate compliance, and helps grow audit, risk, and compliance programs without incurring extra costs.

Kayvan Alikhani, CEO & Co-founder, Compliance.ai

With more than 25 years of experience in hi-tech, Kayvan leads operations, strategy, sales, and marketing for Compliance.ai. Most recently, Kayvan led the identity...

Richard Dupree, CEO and Founder, Riskliance

Richard (“Rick”) Dupree is a risk, compliance, and operations leader who contributed expertise at global financial services firms and FinTechs, including Wells Fargo, Silicon Valley Bank, Bank of the West, and BNP Paribas...

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Delphine Becker-Cooke, Senior GRC Expert, Galvanize

Delphine has over 15 years experience in Governance, Risk and Compliance, helping risk and assurance teams evaluate their maturity and information technology needs.